TOP-SECRET: KISSINGER CONSPIRED WITH SOVIET AMBASSADOR TO KEEP SECRETARY OF STATE IN THE DARK

Henry Kissinger and Anatoly Dobrynin in the Map Room at the White House, March 17, 1972 (Source: Soviet-American Relations: the Détente Years, 1969-1972


The Kissinger Transcripts: The Top-Secret Talks With Beijing and Moscow

Edited by William Burr

Washington, DC, August 17, 2011 – Then-national security adviser Henry A. Kissinger colluded with Soviet ambassador Anatoly Dobrynin to keep the U.S. Secretary of State in the dark about ongoing secret discussions between the Soviets and the Nixon White House, according to newly released Soviet-era documents, released last week by the Department of State.

In February 1972, with the Moscow summit approaching, Kissinger met with Soviet ambassador Dobrynin, who was scheduled to meet with Secretary of State William Rogers, to talk about what the Secretary knew and did not know about “the state of U.S.-Soviet relations.” Commenting on the meeting in his memorandum of conversation forwarded to Moscow, Dobrynin observed that it was a “unique situation when the Special Assistant to the President secretly informs a foreign ambassador about what the Secretary of State knows and does not know.” This memorandum appears for the first time in an extraordinary State Department collection of U.S. and Soviet documents on the Dobrynin-Kissinger meetings, produced through a U.S.-Russian cooperative effort, with selections posted on-line today by the National Security Archive.

On October 22, 2007, the State Department’s Office of the Historian released Soviet-American Relations: the Détente Years, 1969-1972, edited by David C. Geyer and Douglas E. Selvage. Over a thousand pages long with 380 documents and introductions by Dobrynin and Kissinger, this volume (initially released in CD form by the office of the historian) includes the most secret and sensitive U.S.-Soviet exchanges of the superpower détente, the so-called “back channel” or “confidential channel” Dobrynin-Kissinger meetings. (Note 1) Besides Kissinger’s records of his meetings with Dobrynin, which had already been declassified, this extraordinary volume includes translations of previously secret cables and memoranda of conversations reporting on Dobrynin’s meetings with Kissinger as well as President Richard Nixon. Simultaneously, the Russian Foreign Ministry’s History and Records Department is publishing a Russian language edition of the documents under the title, Sovetsko-Amerikanskie Otnosheniia: Gody Razriadki, 1969-1976, Tom I, 1969-Mai 1972. The Foreign Ministry will release this volume in a few weeks, during a conference in Moscow. (Note 2) A successor U.S.-Russian volume, covering 1972-1976, is now in the planning stages.

What made this remarkable publication possible is the superb cooperation of the Russian Republic’s Foreign Ministry, which provided unmatched access to its formerly classified files. This cooperative effort began with a letter, shepherded by Douglas E. Selvage through the State Department bureaucracy, from former Secretary of State Colin Powell to Russian Foreign Minister Igor Ivanov suggesting a joint historical volume on the U.S.-Soviet détente. Frustrated by the problem of access to détente-era Soviet diplomatic records, interested diplomatic historians, in particular National Security Archive fellows James Hershberg of George Washington University and Vladislav Zubok of Temple University, played a significant role in encouraging this high-level approach to the Foreign Ministry (Zubok also reviewed the translations). The volume’s detailed introduction explains how the project unfolded under the general direction of Marc J. Susser, the Historian, U.S. Department of State, and Piotr V. Stegny, Aleksandr A. Churillin, and Konstantin A. Provalov, successive directors of the Russian Ministry of Foreign Affairs History and Records Department.

The Russian Foreign Ministry provided more documents than could be used, but the volume includes detailed annotations, completed by lead editor David C. Geyer, based on many of the unpublished documents. Scholars with Russian language skills will be interested to know that copies of all of the documents declassified by the Foreign Ministry will become available for research at the U.S. National Archives (a parallel collection will be available at the Archives of the Russian Foreign Ministry).

During a State Department conference held on October 22-23 to announce the publication of the volume, a number of the participants emphasized that what made it especially significant was 1) that is now possible to make side-by-side comparisons of records of the same Dobrynin-Kissinger meeting, and 2) that Dobrynin often prepared the only records of a number of his talks with Kissinger. Indeed, Dobrynin’s high-quality accounts of the meetings are often far more detailed, not only providing more on the context and atmosphere (which Kissinger sometimes did), but also recounting statements not mentioned in Kissinger’s versions, for example, on sensitive domestic political matters.  What explains this difference is that participating in and documenting his meetings with Kissinger and Nixon was Dobrynin’s full-time responsibility; the Foreign Ministry and the Politburo wanted the most comprehensive reports possible. By contrast, Kissinger met with Nixon almost every weekday and could brief him personally about the meetings, without providing highly-detailed reports; moreover, as he became responsible for more and more problems, Kissinger had less time to sit down and dictate his account of the meetings. (Note 3) For example, during the crucial April-May 1972 period, when North Vietnam launched a major offensive and the U.S.-Soviet summit was impending, Dobrynin prepared the only record of some of the discussions. That Dobrynin’s reports are now available makes it possible to look at the back channel meetings and superpower détente generally from an entirely fresh perspective.

Soviet-American Relations: the Détente Years, 1969-1972 is not yet available in print form yet or on-line, but the Office of the Historian released a special CD with the volume on it. To give interested readers a flavor of the material, the National Security Archive is publishing on its Web site some illuminating examples of the new documents. This sampling includes:

  • a unique record of Dobrynin’s first “one-on-one” back-channel meeting with Kissinger,
  • accounts of Kissinger’s September 1970 demarche to Kissinger on the Soviet submarine base at Cienfuegos, Cuba,
  • Nixon’s unsuccessful attempt to discourage the Soviet leadership from meeting with Democratic presidential aspirant Senator Edmund Muskie (D-Me) to preserve the White House’s political advantages,
  • Dobrynin’s initial reactions—from the notion that Beijing and Washington would exploit the “factor of U.S.-Chinese relations in order to exert pressure on us,” to the disclosure of Henry Kissinger’s secret trip to China in July 1971,
  • Kissinger’s briefing to Dobrynin on what he should and should not tell Secretary of State Rogers about more sensitive issues that only Nixon and Kissinger had discussed with the Soviets
  • initial White House and Soviet reactions to the North Vietnamese 1972 Spring Offensive,
  • and Dobrynin’s mistaken estimate that the pressures for a successful summit would hold Nixon back from approving major military action against Hanoi during the spring of 1972.

Read the Documents
Note: The following documents are in PDF format.
You will need to download and install the free Adobe Acrobat Reader to view.

Selected Documents from Soviet-American Relations: the Détente Years, 1969-1972

 

Document 8:  Their First “One-on-One”: Dobrynin’s record of meeting with Kissinger, 21 February 1969, pp. 20-25

In an earlier meeting with Dobrynin, Nixon established arrangements for the Ambassador and Kissinger to hold private meetings, without the knowledge of the State Department (which Nixon despised) to discuss matters of mutual concern.  Flowing from Nixon’s publicly declared emphasis on the need for an “era of negotiations”, the new president wanted to find ways to mitigate, if not prevent, clashes between the nuclear-armed superpowers. This conversation, for which Dobrynin prepared the sole record, covered a wide range of issues: Middle East, European security, Berlin, Vietnam, China, arms control, signing of the Nuclear Non-Proliferation Treaty, and bilateral U.S.-Soviet relations (including possible summit meeting). Of special interest are Kissinger’s general assurances concerning the Soviet sphere of influence in Eastern Europe.  He said that Nixon “would like to assure the Soviet Government that … he does not have the slightest intention of intervening in the affairs of Eastern Europe.” Moreover, Dobrynin reported that Kissinger “intimated–although he did not say outright–that they favor maintaining the postwar borders in Europe.” Certainly, the Nixon administration never made an iron-clad pledge as to the inviolability of Soviet hegemony in Eastern Europe, but Kissinger’s first assurance suggests that his statement in the introduction to the volume, that the White House never made assurances “with respect to the internal conditions in Eastern Europe,” needs some qualification. On possible U.S. relations with China, Kissinger mentioned that attempts to hold talks with Chinese diplomats in Warsaw had failed, but that Washington remained interested in holding talks in the future. The United States wanted to have talks with Beijing, Moscow’s major enemy, not from an “unfriendly designs” against the Soviet Union but from a “natural desire” for better relations with China.

Document 22: “A Reasonable Interval”: Dobrynin record of meeting with Kissinger and Nixon, 14 May 1969, pp. 59-62

In another unique record, Dobrynin reported on a meeting with Kissinger and Nixon in the latter’s White House living quarters.  After some brief discussion of the Middle East, the aftermath of the North Korean shoot-down of the U.S. EC-121, and arms control, Nixon turned to Vietnam, which was the subject of a TV address he was going to make that evening. During Nixon’s briefing on his speech, he argued that North Vietnamese diplomats refused to negotiate seriously because they believed that “time will work against” Nixon and “that he will ultimately have to give in, mainly owing to pressure from public opinion.” Nixon, however, believed that if the North Vietnamese did not change their tack and become more responsive to U.S. negotiating positions, he could convince the American public on the “need for ‘other measures’”, implicitly massive bombing strikes to coerce North Vietnam. Nixon’s veiled threats provide an example of the “madman theory”–the threat of disproportionate force–at work. While Nixon and Kissinger would not accept North Vietnam’s proposal for a coalition government, during the conversation before the meeting with Nixon, Kissinger showed considerable flexibility about the ultimate outcome of the war. He told Dobrynin that he was “prepared to accept any political system in South Vietnam, ‘provided there is a fairly reasonable interval between conclusion of an agreement and [the establishment of] such a system.” Implicitly, even if South Vietnam became a Communist regime, that would be acceptable as long as there was a “reasonable interval” after the U.S. military withdrawal.

Documents 31-34: “The War in Vietnam is the Main Obstacle”: Dobrynin and Kissinger records of meeting with Nixon, 20 October 1969, pp. 90-97

During the summer and fall of 1969, frustrated with the slowness of the Paris talks and convinced that Moscow was not doing enough to get Hanoi to settle, the Nixon administration continued to follow the madman approach by carrying out a campaign of threats to escalate the Vietnam War by striking North Vietnam. Not long after warning Dobrynin in late September that the “train was leaving the station,” Nixon and Kissinger ordered a low-level secret alert of strategic and conventional forces, not to “alarm” the Soviets but to “jar” them into a more cooperative frame of mind.  While the Soviets never mentioned the alert to the Nixon administration, they were also unhappy with the way that the U.S.-Soviet relationship was developing and the leadership tasked Dobrynin to convey those misgivings directly to President Nixon. Both Dobrynin and Kissinger created records of this key meeting, although the farmer’s account is substantially more detailed on Vietnam and the Middle East, but also on the atmospherics.

During the meeting, Dobrynin read a statement from the Soviet leadership, which maintained that U.S. positions on European security, the Middle East, China, and Vietnam “ran counter to [its] declarations in favor of improving relations.” According to Dobrynin, the leadership’s critique made Nixon nervous, but he “pulled himself together” and gave a calm and clear response, outlining his thinking on a number of issues.

While the Soviets had objected to U.S. implied threats against Hanoi, Nixon declared that the Soviets would not “break him” and that “if the Soviet Union does not want to provide any assistance now in settling the Vietnam conflict, the United States will go its own way, using its own methods and taking the appropriate steps.” One of Dobrynin’s conclusions was that “the fate of his predecessor, Lyndon Johnson, is beginning to really worry [Nixon].”


Documents 82-84: “A Turning Point in their Relationship”: Kissinger and Dobrynin records of meetings, 25 September 1970, pp. 191-197

During late September 1970, the Jordan crisis, the Soviet construction of a naval base in Cienfuegos, Cuba, and elections in Chile preoccupied the Nixon Administration. These documents begin with discussion of a summit meeting as well as problems raised by the Syrian invasion of Jordan, with Kissinger concerned about Moscow’s relations with Damascus and Dobrynin worried about U.S. military preparations. Later in the day, after a Pentagon press officer had mistakenly disclosed Soviet activities at Cienfuegos, the talks became more difficult when Kissinger, according to his record, declared that “we would view it with utmost gravity if construction [of the submarine base] continued” and that the “installation [had been] completed with maximum deception.” He also reportedly told Dobrynin that Moscow and Washington had “reached a turning point in their relationship” and that “it is now up to the Soviets whether to go the hard route—whether it wanted to go the route of conciliation or the route of confrontation.” Interestingly, Dobrynin’s version does not cite Kissinger’s language about “turning point” or “hard route” (or “deception”). It is difficult to believe (although not inconceivable) that Dobrynin, who appears to have been most careful about sending detailed accounts of his meetings, would not have mentioned this. Kissinger, however, may have wanted to include some tough language in the record to satisfy the more confrontational Nixon.


Documents 104 and 105: “Get Beyond the Immediate Irritations”: Kissinger and Dobrynin records of meeting, 22 December 1970, pp. 241-248

During what Kissinger called a “cordial” luncheon, Dobrynin and Kissinger discussed the recent publication of Khrushchev’s memoirs and Soviet naval activities in Cuba, and the general problem of “worsening U.S.-Soviet relations,” including continued disagreements over the Middle East and Vietnam, and what could be done to improve the situation. Both agreed that the impasse had to be broken and that a meeting in early January could be used to advance positions on SALT, the Middle East, and Vietnam. While Kissinger’s version is fuller than Dobrynin (probably one of the few instances where this is so), the latter’s account provides interesting detail on Kissinger’s mood, e.g., that he “was on the defensive during the conversation.” Thus, Kissinger became “noticeably agitated” after Dobyrnin told him that both he and the Soviet leadership believed that despite their many talks we’re not getting anywhere.” Also unmentioned in Kissinger’s account is his apparent irritation over the fact that the head of the Soviet SALT Delegation had leaked to his U.S. counterpart information on the highly secret back channel U.S.-Soviet discussions of a summit, information which Kissinger had thought was held by only a handful of people.


Documents 106 and 107: “All the More Fitting to Receive Senator Muskie in Moscow”: Kissinger and Dobrynin records of telephone conversation, 24 December 1970, pp. 248-251

A few days later, during a phone conversation Kissinger obliquely raised a very delicate matter on Nixon’s behalf: the possibility that Democratic Party aspirants for the presidency would visit the Soviet Union to advance their causes. This was a reference to Senator Edmund Muskie (D-Me), who was planning to visit the Soviet Union. Nixon did not want Muskie or other Democrats to get any advantages from such trips and Kissinger suggested that the Soviets do what they had done with Nixon in 1967, not schedule meetings with senior officials. After Dobrynin observed that Nixon had not asked to meet with Soviet leaders during his visit as a “tourist” and “went on to ask what Nixon’s reaction would have been if the President at that time had advised us not to meet with him in Moscow,” Kissinger soon changed the subject. This intervention backfired. In his reporting message, Dobrynin advised Moscow that, given Nixon’s concerns, “it would be all the more fitting to receive Senator Muskie in Moscow,” and that Moscow should not discourage such visits because they could “be a fairly important instrument for pressuring” Nixon.


Documents 109 and 110: “All that Realistically Remains is Just 1971”: Kissinger and Dobrynin records of meeting, 9 January 1971, pp. 257-263

During a meeting on 9 January 1971, Dobrynin and Kissinger began breaking the ice by taking new positions on issues that had troubled U.S-Soviet relations.  Kissinger took an important initiative by suggesting compromise proposals on Berlin and SALT; the latter would include a separate ABM agreement as well as a “freeze” of ICBM deployments. Kissinger also proposed new efforts to work with the Soviets in laying the “ground-work for a settlement” in the Middle East as well as new approaches to the Vietnam problem, for example, the U.S. would no longer insist on the withdrawal of North Vietnamese troops from South Vietnam. Dobrynin’s version includes highly significant detail not covered in Kissinger’s account, such as the latter’s presentation of Nixon’s view on the interrelationship between the election cycle and U.S.-Soviet negotiations. According to Kissinger, because of electoral preoccupations during 1972, “all that realistically remains is just 1971, which essentially will be decisive in regard to whether the two countries will manage to [resolve] major international issues.”

On Vietnam, Kissinger expressed renewed interest in the possibility of a “decent interval” solution (although he did not use the term); once Washington reached a military agreement with Hanoi, the Vietnamese would have to make their own political settlement. Then “it will no longer be [the Americans’] concern, but that of the Vietnamese themselves if some time after the U.S. troop withdrawal they start fighting with each other again.” “If a war does break out again between North and South Vietnam, it will be a lengthy affair, and … will obviously ‘spill over’ into the period after the Nixon administration has left office.”


Document 122: “The State Department has … Been Generally Sidelined”: Telegram from Dobrynin to Soviet Foreign Ministry, 14 February 1971, pp. 293-296

This fascinating cable gives Dobrynin’s appraisal of the significance of the back channel, the interrelationships of the various pending negotiations, White House strategy, and ways and means for Moscow to exert pressure on the White House to realize Soviet diplomatic objectives.  Dobrynin believed that Nixon’s chief goal was a summit meeting and SALT agreement that would be “in hand” when a summit took place, but that the White House was less interested in a Berlin agreement. Because that was a greater priority for Moscow, Nixon could not be too negative on the Berlin talks without making “it more difficult to secure our final consent to a summit meeting,” but couldn’t be too positive either because the prospect of a Berlin agreement served for the U.S. as a “kind of guarantee of a summit.” Dobrynin thought that Nixon and Kissinger wanted to use the back-channel to reach “agreement in principle” before use diplomatic channel for more detailed agreements, but until that happened they wanted to keep the talks secret before the “outcome of the dialogue is itself clear.” This meant that the State Department was “sidelined” but it also meant that the Dobrynin-Kissinger talks unfolded on a high level of generality. According to Dobrynin, Kissinger “is noticeably apprehensive about getting into a discussion of details … lest he be ‘caught flat-footed’ without professional expertise on these matters.” Over the years, historians and critics have argued that this was one of the flaws of Kissinger’s conduct of the back-channel.  While Dobrynin could rely on Foreign Ministry experts, who were aware of the secret talks, Kissinger would not discuss them with State Department officials, who could have helped him avoid some pitfalls during the SALT talks (e.g., Kissinger’s initial commitment to exclude SLBMs from the strategic forces “freeze”, which caused great complications later on).


Documents 177-180:  “The Americans and the Chinese Will Intensify their Game”: Dobrynin cable on U.S.-China rapprochement and Kissinger and Dobrynin records of meeting, 19 July 1971, pp. 401-414

One of the stunning events in Cold War history, Henry Kissinger’s secret trip to Beijing in July 1971 had the impact on the Soviet Union that Nixon and Kissinger, and no doubt Mao Zedong, had sought: it made the Soviets more worried than ever about the prospect and possibility that Beijing and Washington would exaggerate and exploit the “factor of U.S.-Chinese relations in order to exert pressure on us.”  Soon after Nixon’s announcement of his forthcoming trip to China, Dobrynin sent the Foreign Ministry an analysis of the new U.S.-China relationship, the strategic and political considerations that underlay the new U.S. policy, and the possible Soviet response. While Dobrynin thought it important that Moscow continue its “current policy” toward the United States, he believed it “important that we give Washington no reason to believe that … we might make concessions under the influence of the ‘Chinese’ factor.” Two days after he sent the cable, Dobrynin met with Kissinger, at the suggestion of the latter so that he could “get a feeling for Dobrynin’s attitude.”

Dobrynin’s record of the meeting is typically more detailed and at one interesting point it contradicts Kissinger’s account: according to the latter, Dobrynin “asked” for a briefing, but according to Dobrynin, Kissinger brought up China himself because he was “impatiently waiting for me to ask many questions.” Whatever Dobrynin actually said, his version shows Kissinger providing more information and observations on the substance of the discussions in Beijing. For example, Kissinger could not resist discussing Zhou En-lai who, Dobrynin observed, had “made quite a strong impression on him.”  Kissinger also discussed the difficulties raised by the U.S. relationship with Taiwan and gave his assessment of Beijing’s thinking about nuclear strategy. Kissinger believed that Chinese “backwardness” on nuclear issues was “due to the still very great shortcomings in China’s own nuclear missile capabilities.” He also suggested that Beijing was more worried about Japan than it was about the Soviet Union; Chinese leaders “are convinced there are strong undercurrents of revanchist sentiment among the Japanese and are clearly afraid Japan might decide to become a nuclear power.” To calm the Soviets about the possibility of U.S.-China collusion, Kissinger assured a skeptical Dobynin that he “had had no conversations, and was having none, with the Chinese that affected the Soviet Union’s interests in any way.”


Documents 227-228: Another “Watershed in Our Relations”: Kissinger and Vorontsov records of meeting, 5 December 1971, pp. 529-532

The South Asian Crisis of 1971—the break-up of East and West Pakistan, Pakistan’s brutal repression about the people of East Pakistan, the creation of Bangladesh, the conflict between Indian and West Pakistan, and then war–involved complex machinations by the Nixon administration, which “tilted” toward Pakistan, in part because of the latter’s crucial role in expediting rapprochement with Beijing. While India and the Soviet Union had signed a friendship treaty a few months earlier (partly to offset the U.S.-China rapprochement), local and regional concerns fueled the South Asian conflict, but Nixon and Kissinger were quick to assume that Moscow had a hidden hand in the conflict. These records of Kissinger’s conversation with Soviet diplomat Yuli Vorontsov, who filled in during Dobrynin’s absence, on 5 December 1971, illustrate the problem. To Kissinger’s claim that the Soviets encouraged the Indian “military aggression” against Pakistan,” Vorontsov reported that he “expressed surprise on a purely personal level and questioned why events between India and Pakistan are so insistently and obviously being extended to relations between our two countries.”

Kissinger’s account does not include this language or Vorontsov’s observations that Moscow also wanted to end the fighting and had called for a “political solution to the crisis.” “So what does this have to do with U.S.-Soviet relations … or even more with predictions about a ‘critical juncture.’?” In any event, Nixon quickly sent an accusatory letter condemning Moscow for “supporting [India’s] open use of force against the independence and integrity of Pakistan.”


Document 257: “A Unique Situation”: Dobrynin record of meeting with Kissinger, 4 February 1972, pp. 580-581

The tensions over the South Asian crisis notwithstanding, the plans for a U.S.-Soviet summit, announced in the fall of 1971 and scheduled for late May 1972, remained on track. While Secretary of State Rogers and the Department of State were becoming more involved in the summit planning process, Nixon and Kissinger strictly circumscribed their role.  This became a problem in early February 1972 when Dobrynin accepted Rogers’ invitation to a meeting to discuss U.S.-Soviet relations. Not wanting Rogers to know any more than was necessary, Kissinger arranged to meet with Dobrynin to update him “about what specifically the Secretary of State knows concerning the state of Soviet-U.S. relations.” Dobrynin produced the only record of this meeting, which shows Kissinger telling him that Rogers did not know about “confidential conversations on the Middle East” or Nixon’s proposal about limitations on numbers of missile-carrying nuclear submarines. Kissinger also asked Dobrynin not to discuss the summit agenda with Rogers. As Dobrynin observed, it was a “unique situation when the Special Assistant to the President secretly informs a foreign ambassador about what the Secretary of State knows and does not know.”


Document 279: “Yet Another Crisis”: Dobrynin record of meeting with Kissinger, 3 April 1972, pp. 638-641

In another unique document, Dobrynin recorded a difficult talk with Kissinger on the North Vietnamese Spring Offensive and its implications for Moscow-Washington relations. Arguing that the offensive amounted to a “large-scale armed invasion of South Vietnam” and a “flagrant violation” of the 1968 bombing-halt agreement, Kissinger suggested that Hanoi’s actions were aimed at humiliating President Nixon and “from an objective standpoint [were] unquestionably aimed at complicating the situation on the eve of the Soviet-U.S. summit. That is the only possible conclusion.” Mentioning that the North Vietnamese troops were armed with Soviet weapons, Kissinger told Dobryin that he believed that Hanoi was acting on its own and that the Soviet Union had not encouraged the offensive. Nevertheless, because North Vietnam and the Soviet Union were allies he did not want Moscow to believe that any U.S. military response to North Vietnam was “deliberately directed against the interests of the Soviet Union.” Dobrynin could only repeat what Brezhnev had already written: that the “bombing of the DRV can only complicate the situation, and consequently, the atmosphere leading up to and during the Soviet-U.S. talks in Moscow.” During the discussion that followed, Kissinger observed that “Apparently we will have to go through yet another crisis that neither of us precipitated.”


Document 323: “A Restraining Influence”: Dobrynin record of meeting with Kissinger, 5 May 1972, pp. 796-797

While Nixon and Kissinger escalated attacks on North Vietnamese forces, they held back from major air strikes on the Hanoi area or from long-standing contingency plans to mine Haiphong Harbor. By early May, however, Nixon was making decisions to move in that direction and on 8 May he gave a TV speech announcing the U.S. escalation.  Dobrynin, however, misjudged Nixon’s course of action. In another unique memcon with Kissinger, he recorded Kissinger’s assertion that the Nixon wanted the Moscow Summit to take place although he recognized that the Vietnam situation “will probably have an unfavorable impact on the meeting in some respects.”  Dobrynin’s conclusion that Nixon had made a “firm decision” to go to Moscow led him to believe that the White House desire for “productive talks [was] having a restraining influence on Nixon in terms of taking any particularly serious military measures against the DRV.”  That would remain the case, Dobrynin thought, until the summit, unless the Vietnam situation turned disastrous.  The possibility that Nixon would escalate the war, taking the chance that the Soviets would not cancel the summit (which Nixon believed was unlikely), apparently did not occur to the ambassador.  Nixon’s gamble paid off and the summit was highly successful, despite the Vietnam War escalation.


Notes

1. The Kissinger-Dobrynin talks during 1969-1973 have been characterized as “back channel” because State Department contacts with embassies and foreign offices are understood as the regular “front channel” for diplomatic communications.

2. A selection of Russian documents from the first several months of 1969 was initially published in a leading Russian journal on postwar history. See Vladimir O. Pechatnov, ed., “Sekretnyi Kanal A.F. Dobrynin-G. Kissindzher: Dokumenty Arkhiva Vneshnei Politiki Rossiiskoi Federatsii,” Novaia i Noveishaia Istoriia, No. 5 (September-October 2006): 108-38. Pechatnov, a professor at Moscow State Institute of International Relations (MGIMO), played a key role as adviser and compiler on the Russian side of the joint project.

3. This is not to say that no Kissinger records of those meetings exist; he may have recounted them in personal diaries or in hand-written records of the discussions.

TOP-SECRET: Fall of Berlin Wall Caused Anxiety More than Joy at Highest Levels

Magister Bernd Pulch

Fall of Berlin Wall Caused Anxiety More than Joy at Highest Levels

Secret Documents Show Opposition to German Unification

Washington, D.C., July 29th, 2011 – The fall of the Berlin Wall 20 years ago generated major anxiety in capitals from Warsaw to Washington, to the point of outright opposition to the possibility of German unification, according to documents from Soviet, American and European secret files posted on the Web today by the National Security Archive.

Solidarity hero Lech Walesa told West German chancellor Helmut Kohl on the very day the Wall would fall that “events in the GDR [East Germany] are developing too quickly” and “at the wrong time,” that the Wall could fall in a week or two (it would be a matter of hours) and then Kohl and the West would shift all their attention and aid to the GDR, leaving poor Poland “in the background.” And indeed, Kohl cut short his visit to Warsaw and flew back to Germany as soon as the news arrived of the breach of the Wall.

British prime minister Margaret Thatcher earlier had told Soviet general secretary Mikhail Gorbachev that “Britain and Western Europe are not interested in the unification of Germany. The words written in the NATO communiqué may sound different, but disregard them.” Top Gorbachev aide Anatoly Chernyaev concluded that Thatcher wanted to prevent unification “with our hands” and not her own.

Former U.S. national security adviser Zbigniew Brzezinski informed Soviet Politburo member Aleksandr Yakovlev, “I openly said that I am in favor of Poland and Hungary remaining in the Warsaw Treaty Organization. Both blocs should not be disbanded right now. I do not know what will happen if the GDR ceases to exist. There will be one Germany, united and strong. This does not correspond to either your or our interests.”

One of the few highest-level expressions of joy over the fall of the Wall actually occurred in Moscow, in the diary of Gorbachev aide Chernyaev, who wrote on November 10, “The Berlin Wall has collapsed. This entire era in the history of the socialist system is over… That is what Gorbachev has done. And he has indeed turned out to be a great leader. He has sensed the pace of history and helped history to find a natural channel.”

The new documents, most of them appearing in English for the first time, are part of the forthcoming book, “Masterpieces of History”: The Peaceful End of the Cold War in Europe, 1989, edited by the National Security Archive’s Svetlana Savranskaya, Thomas Blanton, and Vladislav Zubok and published by the Central European University Press (Budapest/New York) in the Archive’s Cold War Reader series edited by Malcolm Byrne.


Read the Documents

Document 1: CIA Intelligence Assessment, “Gorbachev’s Domestic Gambles and Instability in the USSR,” September 1989

This controversial assessment from the CIA’s Office of Soviet Analysis separates SOVA from the consensus of the rest of the U.S. intelligence community regarding Gorbachev and his chances for success, or even survival. (Note 1) The document carries a scope note calling it a “speculative paper” because it goes against the general view that would soon be expressed in a Fall 1989 National Intelligence Estimate. That NIE would predict that Gorbachev would survive the coming economic crisis of 1990-91 without resorting to widespread repression (only targeted acts of suppression, as in Tbilisi)–a relatively optimistic conclusion that would play a major role in the Bush administration’s embrace of Gorbachev at Malta in December.

In the assessment below, authored by senior analyst Grey Hodnett, SOVA takes a much bleaker view, essentially concluding that Gorbachev’s reforms will fail, precipitating a coup, a crackdown, and perhaps even the piecemeal breakup of the empire. The United States “for the foreseeable future will confront a Soviet leadership that faces endemic popular unrest and that, on a regional basis at least, will have to employ emergency measures and increased use of force to retain domestic control.” The paper further predicts that “Moscow’s focus on internal order in the USSR is likely to accelerate the decay of Communist systems and growth of regional instability in Eastern Europe, pointing to the need for post-Yalta arrangements of some kind.” What exactly “post-Yalta” means is unclear, but may simply be a reference to the new non-communist government in Poland (installed in August), that explicitly chose to remain a part of the Warsaw Treaty Organization.  Under any circumstances, orchestrating such an arrangement would be a major challenge for the United States.

Document 2: National Security Directive (NSD) 23, “United States Relations with the Soviet Union,” September 22, 1989

This National Security Directive, representing the formal expression of U.S. foreign policy at the highest levels, was apparently drafted as early as April 1989, and its conclusions duly reflect how divorced U.S. policy in this period is from the radical transformations occurring in Eastern Europe. Among the document’s hesitant predictions: “[t]he character of the changes taking place in the Soviet Union leads to the possibility that a new era may be now upon us. We may be able to move beyond containment to a U.S. policy that actively promotes the integration of the Soviet Union into the existing international system.”  First, however, “Moscow must authoritatively renounce the ‘Brezhnev Doctrine’ and reaffirm the pledge of signatories to the U.N. Charter to refrain from the threat or use of force against the territorial integrity or political independence of any state.” It is almost as if the authors never read Gorbachev’s United Nations speech in December 1988, much less his Strasbourg address in July 1989. Perhaps the most sterile prescription in the document is the president’s directive to the secretary of state to eliminate “threatening Soviet positions of influence around the world.” Precisely what positions were these in the latter half of 1989? Again reflecting a sense of caution that willfully ignores the events on the ground in Eastern Europe, the authors declare hopefully: “[w]e may find that the nature of the threat itself has changed, though any such transformation could take decades.” These policy recommendations would perhaps be appropriate for 1986, but they are completely outdated in 1989.

Document 3: Record of Conversation between Mikhail Gorbachev and Margaret Thatcher, September 23, 1989

These notes of Margaret Thatcher’s conversation with Gorbachev contain the British leader’s most sensitive views on Germany–so confidential that she requests no written record be made of them during the meeting. Chernyaev complies but immediately afterwards rushes outside and writes down her comments from memory. The talks open with a candid exchange in which Gorbachev explains the recent (September 19-20) Party Plenum’s decisions on ethnic conflict, and why he does not believe in the Chinese model:  “how can you reform both the economy and politics without democratizing society, without glasnost, which incorporates individuals into an active socio-political life?” Thatcher replies, “I understand your position [on Eastern Europe] in the following way:  you are in favor of each country choosing its own road of development so long as the Warsaw Treaty is intact.  I understand this position perfectly.”

At this point, the prime minister asks that note-taking be discontinued.  Her words are indeed forceful, and imply a certain tradeoff–I understand your position on Eastern Europe, please accept mine on Germany:  “Britain and Western Europe are not interested in the unification of Germany. The words written in the NATO communiqué may sound different, but disregard them. We do not want the unification of Germany.” Of course, “[w]e are not interested in the destabilization of Eastern Europe or the dissolution of the Warsaw treaty either … I can tell you that this is also the position of the U.S. president.” No doubt the Russians took note that the U.S. reassurance only applied to Eastern Europe and not to German unification; but the vehemence of Thatcher’s opposition to the idea of unification provides a certain comfort to Gorbachev that he would rely on until it was too late for him actually to prevent the merger.

Document 4: Diary of Anatoly Chernyaev regarding German Reunification, October 9, 1989

This diary entry reflects the overestimation, by Gorbachev and his top aides, of the strength of West European opposition to German reunification. Chernyaev notes with approval the chorus of French official voices that have spoken quietly against “one Germany,” as well as the earlier Gorbachev conversations with Margaret Thatcher (see Document No. 3). But a note of realism emerges as Chernyaev concludes that the West Europeans want Moscow to do their dirty work: “they want to prevent this [reunification] with our hands.”

Document 5: Record of Conversation between Vadim Medvedev and Kurt Hager, October 13, 1989

Just a week after Gorbachev’s visit to Berlin, senior GDR party leader Kurt Hager and the Soviet Politburo member in charge of ideology, Vadim Medvedev, meet for several hours in Moscow. This memorandum provides an ample dose of the kind of party jargon that was the staple of such “fraternal” conversations in the Soviet bloc.  Rote invocations of eternal Soviet-East German friendship are followed by rhetorical commitments to continuing the building of socialism. But the real problems of the day continually force their way into the discussion.  Hager admits that an “inconsistency” between “everyday experiences” and “official reporting” has led to the spread of “a justifiable discontent” across society. Yet, the two party loyalists conclude, all this is really the result of “a massive campaign by the enemy” of “psychological warfare against the GDR, the SED, and socialism.” For them, the campaign has been a “complete failure,” notwithstanding the thousands of recent East German émigrés, the church dignitaries joining the political opposition, the street demonstrations, and all the other visible evidence of the GDR’s imminent collapse.

Document 6: Record of Conversation between Mikhail Gorbachev and Willy Brandt, October 17, 1989

In this conversation, Brandt and Gorbachev discuss changes under way in Eastern Europe and Germany and note the closeness of Soviet-West German contacts after Gorbachev’s visit to Bonn in June 1989. The Soviet leader calls for stability and gradual character of processes, informing Brandt that “I said to Mitterrand, Kohl, and Thatcher: it would be unacceptable for someone to behave like an elephant in a china shop right now.” In the one-on-one portion of the conversation Brandt and Gorbachev talk specifically about unification of Germany but set it in the framework of the “all-European process,” in other words, building of the common European home comes first and then within that home gradual unification could take place.

Document 7: Record of Telephone Conversation between George H.W. Bush and Helmut Kohl, October 23, 1989

Not only does Helmut Kohl initiate this telephone call, he also leads the entire conversation, giving the American president a detailed briefing, country-by-country, about the changes in Eastern Europe. Kohl says he is supporting the Hungarian reform communists “quite vigorously,” and that “our Western friends and partners should be doing more” to aid Poland. He foresees more than 150,000 refugees from the GDR by Christmas, and reaffirms his commitment to NATO. Bush’s response shows his concern from media stories “about German reunification resulting in a neutralist Germany and a threat to Western security”–“we do not believe that,” he insists–and he almost plaintively seeks credit for the $200 million that the U.S. will contribute to a Poland stabilization fund (hardly the new Marshall Plan that would be called for by, among others, Lech Wałęsa in his November 15 address to a joint session of the U.S. Congress). But Bush, characteristically, is determined not to move “so fast as to be reckless.”

Document 8: Record of Conversation between Aleksandr Yakovlev and Zbigniew Brzezinski, October 31, 1989

The leading Soviet reformer on the Politburo finds surprising agreement on the German question in this meeting with the Polish-American observer, Zbigniew Brzezinski, whom the Soviets had vilified as an enemy of détente when he served as President Carter’s national security adviser in the late 1970s. (Cementing his reputation for iconoclasm, Brzezinski would subsequently endorse Ronald Reagan for re-election in 1984.) In a tribute to glasnost, Brzezinski thanks Yakovlev for permitting a ceremonial visit to Katyń, the site of the World War II massacre of Polish officers by Stalin’s NKVD, which Soviet propaganda had long blamed on the Nazis.

This frank discussion of the future of Europe features Yakovlev’s repeated notion of the mutual dissolution of NATO and the Warsaw Pact versus Brzezinski’s argument that the blocs should remain stable, and even the new governments of Poland and Hungary should remain part of the Warsaw Treaty Organization. Like Gorbachev’s quotation of Giscard d’Estaing, Yakovlev foresees a Europe with “a common parliament, common affairs and trade relations,” along with open borders. He warns against any intervention by the U.S. or Western Europe in the processes underway in the East; and he declares that the lesson of Afghanistan is that “not one Soviet soldier should be in a foreign country with the purpose of conducting warfare.” Yakovlev wants the “same understanding” from the American side.

For his part, Brzezinski makes a number of prescient observations, contrasting the state of reform in the USSR (a “rift” between political and economic reform, with the former much further along) to that of China (economic but not political change), predicting that Czechoslovakia would soon follow the path of Poland and Hungary (this would happen only seven weeks later), and warning that any crumbling of the East German regime would soon lead to German unification–a development that “does not correspond to either your or our interests.” Here we see the Polish nationalist worried about “the Prussians” and preferring to keep Europe divided into two blocs rather than deal with “one Germany, united and strong.” The next day at a Politburo meeting, Gorbachev would compliment Brzezinski for possessing “global brains.”

Document 9: Record of Conversation between Mikhail Gorbachev and Egon Krenz, November 1, 1989

Here the Soviet leader receives the new East German replacement for Honecker, Egon Krenz. As interior minister, Krenz had declined to use force to suppress the Leipzig and other demonstrations, yet he would later serve time in unified German jails (unlike Honecker, who would be excused for health reasons) as punishment for the GDR’s policy of shooting Berlin Wall jumpers. Krenz tells Gorbachev, in effect, that his country’s policy has changed, citing “orders to our border troops not to use weapons at the border,” as part of an attempt to address the pressing refugee crisis.

Apparently meeting with Gorbachev’s approval, Krenz mentions in passing a new draft “law on foreign travel” that would loosen restrictions. This proposed law would figure directly in the most dramatic moment of the entire period. On November 9, a party spokesman’s unplanned announcement of the new law’s immediate effect (rather than the gradual change intended by the SED) at a Berlin press conference would lead to huge crowds pressing through checkpoints at the border with West Berlin culminating later that night in the actual tearing down of the Wall itself.  Perhaps at this point Gorbachev is already resigned to the refugee exodus and this presages Moscow’s relative calm when the Wall would fall.

With such developments as yet unimagined, the two leaders commiserate about the failures of Krenz’s predecessor. Gorbachev even claims that Honecker might have survived had he reformed earlier, but Krenz says Honecker was too threatened by Gorbachev’s own popularity. They frankly discuss their mutual economic problems, including Soviet resentment over providing the raw materials for the GDR’s factories, and Moscow’s sense of Eastern Europe as a burden. The Soviet general secretary also tells a remarkable story about the Politburo’s own ignorance of economic matters, describing an episode in the early 1980s when Gorbachev and Ryzhkov tried to obtain some budget information only to be warned away by then-leader Yuri Andropov.

On the German question, both the Soviet and the East German take comfort that “the majority of Western leaders do not want to see the dissolution” of the blocs nor the unification of Germany. But within a month the East German parliament would revoke the leading role of the communist party, and Krenz himself would resign on December 6.

Document 10: Notes of CC CPSU Politburo Session, November 3, 1989

In this excerpt of the Politburo notes, head of the KGB Vladimir Kryuchkov makes an accurate prediction about the rallies that would take place next day in Berlin, showing that the Soviet leadership had a pretty good understanding of the developments on the ground. They also realize that they need the help of the FRG to “keep the GDR afloat.” In an surprising proposal, Foreign Minister Eduard Shevardnadze suggests that the Soviets should take down the Wall themselves.  Gorbachev shares his view that “the West does not want unification of Germany, but it wants to prevent it with our hands.”

Document 11: Cable from U.S. Embassy in Sofia to the State Department, “The Nov 10 CC Party Plenum: Little Prospect for Major Changes,” November 9, 1989

On the day the Berlin Wall would fall, few could imagine that dramatic events were about to take place across the bloc. Typical of the cautious diplomatic discourse only hours before the ultimate Cold War symbol cracked is this cable from the U.S. Embassy in Bulgaria predicting calm and continuity, no “major personnel changes” and no “major change towards a more reform-minded system” as a result of the communist party plenum about to meet in Sofia. The Embassy’s information comes from limited sources–two Party officials and a published plenum discussion paper. In fact, at this moment, the 78-year-old Bulgarian party boss Todor Zhivkov is trying to fire his more moderate foreign minister, Petar Mladenov, who within a day would take Zhivkov’s job, promise a “modern, democratic, and law-governed state” and receive effusive public congratulations from Gorbachev.

Document 12: Notes of CC CPSU Politburo Session, November 9, 1989

On this historic day featuring the breaching of the Berlin Wall, the Soviet Politburo pays no attention at all to Eastern Europe.  The leadership’s regular weekly meeting mentions not a word about the changes in East Germany, but the reason becomes understandable when one realizes that the subject is the even more chilling prospect of the dissolution of the USSR itself.  There is a sense of fatalism in the air about the inevitability of the Baltic countries seceding, and even Gorbachev can propose only a media strategy to try to convince the Balts that separating from the USSR will “doom their people to a miserable existence.”  As he often does, Prime Minister Ryzhkov plays the role of the panicked Cassandra:  “What we should fear is not the Baltics, but Russia and Ukraine.  I smell an overall collapse.  And then there will be another government, another leadership of the country, already a different country.”  This time, his prediction would come true.

Document 13: Record of Conversation between Helmut Kohl and Lech Wałęsa, November 9, 1989

When the Berlin Wall is breached, West German Chancelor Helmut Kohl is out of the country–visiting the new democratic leaders of Poland. The Poles, represented by Solidarity hero and Nobel Prize winner Lech Wałęsa, are not at all eager for more change in East Germany. Wałęsa is virtually the only major political figure who foresees the Wall coming down soon–“he wonders whether the Wall will still be standing in one or two weeks”–and is anxious that “events in the GDR are developing too quickly.” He even suggests to Kohl that “one must try to slow them down” because “what would happen if the GDR completely opened its border and tore down the Wall–must the Federal Republic of Germany rebuild it [East Germany] again?” The problem for Poland, Wałęsa explains, is that West Germany “would be compelled to direct its gaze toward the GDR as a top priority” and no longer help Poland with its reforms. Kohl demurs and reassures Wałęsa that no matter what, Poland’s reforms would remain a priority. Besides, he adds, “[t]here is no military alternative [in the GDR]–either involving their own or Russian soldiers.” So events in the GDR, he declares, would remain under control. Within hours, however, the news of the Wall would arrive and Kohl would scramble back to Berlin–and ultimately fulfill Wałęsa’s prophecy.

Document 14: George H. W. Bush Remarks and a Question-and Answer Session with Reporters on the Relaxation of East German Border Controls, November 9, 1989

In this press conference, which took place just as first reports on the fall of Berlin Wall started coming in President George H. W. Bush expresses his cautious and uneasy reaction to the developments in Berlin. To the question why he does not seem “elated,” he responds, “I am not an emotional kind of guy.”

Document 15: Diary of Anatoly Chernyaev regarding the Collapse of the Berlin Wall, November 10, 1989

This extraordinary diary entry from inside the Kremlin on the day after the Wall’s collapse captures the “snapshot” reaction of one of the closest and most loyal of Gorbachev’s assistants. Chernyaev practically cheers “the end of Yalta” and the “Stalinist legacy” in Europe, and sees “the shift in the world balance of forces” towards ideas like the common European home and the Soviet Union’s integration with Europe. All of this he attributes to Gorbachev leading, not standing in the way.

Document 16: Record of Telephone Conversation between George H.W. Bush and Helmut Kohl, November 10, 1989

This memorandum of conversation reads as if the agenda had been set before the Berlin Wall fell. The West German chancellor leads off with a report on his trip to Poland, where the new leaders are “fine people” but with “too little professionalism” because they “spent the last couple of years in prison, not a place where one can learn how to govern.” Only after the president says he has no questions about Poland does Kohl launch into a description of the extraordinary scene in Berlin, “a dramatic thing; an historic hour,” “like witnessing an enormous fair” with “the atmosphere of a festival” where “they are literally taking down the wall” and “thousands of people are crossing both ways.”  Kohl hopes that the opening will not lead to more brain drain since 230,000 East Germans have already moved to the West this past year alone. Bush especially appreciates the political gesture Kohl mentions of publicly thanking “the Americans for their role in all of this;” and the president emphasizes his wish to be thoroughly briefed by Kohl before the upcoming Malta summit with Gorbachev. Bush repeats his recurring refrain about wanting “to see our people continue to avoid especially hot rhetoric that might by mistake cause a problem.” (In other words, no dancing on the Wall).

Document 17: Record of Telephone Conversation between Mikhail Gorbachev and Helmut Kohl, November 11, 1989

With the tearing down of the Wall, the West German chancellor takes the initiative in Europe, reaching out to both Moscow and Washington with assurances of stability in the two Germanys–the epicenter of the Cold War–while simultaneously pursuing his ultimately successful campaign for German unification. Here Kohl calls Gorbachev to express some of the same points made in the previous day’s telephone conversation with Bush: the need for more dynamic reforms in the GDR, the crossing back and forth of hundreds of thousands through the open Wall, and the potential impact of high numbers of East Germans migrating to the FRG. But Kohl’s core message is that he opposes destabilization in the GDR, and he indicates that he will check in with Gorbachev on all relevant topics immediately after his upcoming trip to Poland.

This appears to reassure the Soviet leader, who mentions their previous “philosophical” discussions about “relations between our two peoples” and how “mutual understanding is improving” as “we are getting closer to each other.” Gorbachev also applauds what he calls “a historic turn toward new relations, toward a new world;” but his worries show through when he urges Kohl to “use your authority, your political weight and influence to keep others within limits that are adequate for the time being … ” On a day when banners calling for German unification are billowing on both sides of the former Wall, Gorbachev resorts to euphemisms about this touchy subject, and hears what he wants to hear in Kohl’s commitment to stability.

Document 18: Record of Telephone Conversation between Mikhail Gorbachev and Francois Mitterrand, November 14, 1989

Alarmed by “all the excitement that has been raised in the FRG around the issue of German unification,” Gorbachev reaches out to the French president to confirm that “we have a mutual understanding” on this issue. Mitterrand’s tone is reassuring: “There is a certain equilibrium that exists in Europe, and we should not disturb it.”  But his words are more equivocal than Gorbachev would have wanted. The French position is to “avoid any kind of disruption,” but Mitterrand does not think “that the issue of changing borders can realistically be raised now–at least until a certain time.” When that time would be, however, he does not say.  Gorbachev believes he has assurances from Kohl that he will “abide strictly by the existing agreements” and that “the Germans should live where they are living now;” but such categorical commitments are not in evidence in the actual texts of Kohl’s conversations.


Notes

1. The background for this document comes from Lundberg, “CIA and the Fall of the Soviet Empire.”